Just Legal | Legal & Compliance Search and Recruitment for the Japan market

Compliance Officer (Equity)

04/12/2019

JO-1909-1114

Ref:  

A global financial institution is looking for an experienced equity compliance officer to cover its equity business. 

Responsibilities:
  • Support the company’s equity advisory business
  • Assist trade surveillance and other compliance functions
Requirement:
  • 5+ years of equity advisory experience at a domestic or international securities company
  • Native or near-native Japanese plus business level English 

For more information about the position, please email Hiroshi Kurosaka directly.